Securities Act

Results: 34055



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611United States securities law / SEC filings / Finance / Corporations law / Law / Regulation S-X / Audit committee / Sarbanes–Oxley Act / Financial statement / Auditing / Corporate governance / Business

file:///T:/DenisonMines/EDGARform40f-Mar5-2015/inprog/proof.htm

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Source URL: denisonmines.com

Language: English - Date: 2015-03-12 13:28:10
612Generally Accepted Accounting Principles / Financial statements / Financial accounting / Financial markets / Income tax in the United States / Consolidation / Net asset value / Equity / Mark-to-market accounting / Finance / Accountancy / Business

SECURITIES AND EXCHANGE COMMISSION Washington, D.C__________ FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013

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Source URL: www.leucadia.com

Language: English - Date: 2013-08-06 10:30:44
613

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJune 3, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-06-03 15:40:05
    614SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / Issuer / Stock market / Financial economics / Investment

    FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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    Source URL: www.alx-inc.com

    Language: English
    615United States securities law / Fiduciary / U.S. Securities and Exchange Commission / AARP / Securities regulation in the United States / Security / Employee Retirement Income Security Act / Law / Self-regulatory organizations / Financial Industry Regulatory Authority

    October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul

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    Source URL: ourfinancialsecurity.org

    Language: English - Date: 2013-10-28 15:52:14
    616New Deal / Securities Act / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

    Microsoft Word - Document2

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    Source URL: www.goldstoneresources.com

    Language: English - Date: 2013-03-08 07:14:06
    61773rd United States Congress / Investment / New Deal / Securities Act / Finance / Special-purpose acquisition company / United States Securities and Exchange Commission / United States securities law / Financial economics

    August 1, 2013 Via E-mail Maria del Pilar Jaen President, Secretary, Treasurer and Director Language Arts Corp. P.O. Box El Dorado

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    Source URL: www.sec.gov

    Language: English - Date: 2013-09-23 13:53:57
    618Anti-corporate activism / Companies listed on the New York Stock Exchange / Halliburton / Lafayette /  Louisiana / Military-industrial complex / Private Securities Litigation Reform Act / Certiorari / Supreme Court of the United States / Law / Corporate crime / Economy of the United States

    21 JanuaryRecent Trends in Securities Class Action Litigation: 2013 Full-Year Review Large settlements get larger; small settlements get smaller By Dr. Renzo Comolli and Svetlana Starykh

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    Source URL: www.nera.com

    Language: English - Date: 2014-12-29 12:26:16
    619Investment / United States securities law / Corruption / Insider trading / Security / Australian Securities Exchange / Regulation S-K / Securities Act / Stock market / Financial economics / Financial system

    For personal use only Policy Policy for dealing in securities

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    Source URL: investors.lovisa.com.au

    Language: English - Date: 2014-12-17 23:08:44
    620Financial regulation / Business / Investment / Investment Advisers Act / United States securities law / Registered Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / 76th United States Congress / Finance / Financial economics

    Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules

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    Source URL: www.sec.gov

    Language: English - Date: 2015-06-18 14:13:15
    UPDATE